J Autoimmune Dis. 2006; 3: 3.
Published online 2006 March 30. doi:
10.1186/1740-2557-3-3.
Copyright [copyright]
2006 Hawkins et al; licensee BioMed Central Ltd.
Cerebrovascular disease associated with
antiphospholipid antibodies: more questions than answers
Carolyn Hawkins,1,3 Paul
Gatenby, 1,3
Roger Tuck,2 Gytis Danta,2 and Colin
Andrews2
1Department of Clinical Immunology, The
Canberra Hospital, Garran, Australia
2Department of Neurology, The Canberra
Hospital, Garran, Australia
3Australian National University Medical
School (ANUMS), Australian National University, Acton, Australia
Received June 9, 2005; Accepted March 30, 2006.
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Abstract
Neurological syndromes occur in a significant number of patients with
antiphospholipid antibodies. The optimal management for these patients
however remains uncertain.
Our study is a descriptive analysis looking retrospectively at 45
patients who presented to the principal tertiary referral centre in the
Australian Capital Territory, with either cerebral arterial or venous
thrombosis for which there was no obvious cause for their presentation
when initially reviewed. The diagnosis was based on the clinical findings
made by one of three neurologists attached to our centre. Radiological
findings and the presence of either IgM or IgG anticardiolipin antibodies,
IgG anti-beta-2 glycoprotein 1 antibodies or a lupus anticoagulant were
then documented.
In this group of patients three subgroups were identified:
1. Individuals that fulfilled the Sapporo Classification Criteria
2. Individuals with transiently positive antiphospholipid antibodies
and
3. Individuals with persistently low positive antiphospholipid
antibodies.
The most interesting of these three groups are those individuals with
transiently positive antiphospholipid antibodies. A potential cause for
presentation was identified in only one patient of this group with
documented infective endocarditis and bacteraemia. Comparison with the
other two groups suggested that there was little in terms of clinical
presentation, radiological findings or intercurrent risk factors for
thrombotic disease to distinguish between them. With disappearance of
antiphospholipid antibodies, the individuals within this group have not
had further thrombotic events.
Our observations emphasise the problems that continue to exist in
relation to the occurrence of cerebrovascular disease in the context of
antiphospholipid antibodies and the optimal management of these stratified
groups. Our findings also raise an as yet unanswered question as to the
signficance of these transiently positive antiphospholipid antibodies. In
the absence of significant intercurrent risk factors our findings would
suggest that in the group we describe that they are likely to be of
clinical significance.
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Background
The antiphospholipid syndrome (APS) is an autoimmune disorder
characterised by recurrent venous and arterial thromboses, recurrent
foetal loss and spontaneous abortions, thrombocytopenia, and the presence
of antiphospholipid antibodies [1,2]. While there is an association with
other autoimmune diseases such as systemic lupus erythematosus, the
condition may also arise independently of other autoimmune disorders
[1,3,4]. The presence of antiphospholipid antibodies may also occur as
associated epiphenomena related to intercurrent infections and in this
setting are said to be less likely to be associated with the
characteristic syndrome [5]. Furthermore, a number of individuals with
high titre anticardiolipin antibodies do not develop APS and studies
suggest that additional factors or a "second hit" are required to cause
endothelial dysfunction and activation of a pro-coagulant phenotype
[6,7].
Neurological syndromes occur in a significant proportion of individuals
with antiphospholipid antibodies and include transient ischaemic attacks,
stroke (either embolic or thrombotic), cerebral venous thrombosis,
migraines, seizures, multi-infarct dementia and mononeuritis multiplex
[2,8-10]. With strong evidence that appropriate treatment with
anticoagulant therapy is effective in minimising both arterial and
venous thrombotic disease in these individuals [11,12], it is important to
be able to identify individuals with APS at the time of presentation.
Classification, but not clinical diagnosis is assisted by the Sapporo
criteria, a preliminary classification formulated in 1999. In these
criteria, venous or arterial thrombotic vascular disease is essential. The
criteria currently mandate repeating antibody tests after 6 weeks [13].
This presents a problem where an acute diagnosis has implications for
initiating active therapy.
While a firm evidence base is accumulating for the management of venous
thrombosis and recurrent pregnancy loss in APS, the same cannot be claimed
for cerebrovascular disease, which remains a problematic area with a
number of unanswered questions.
This study involved the descriptive analysis of all patients presenting
to a single centre with either cerebral arterial or venous thrombosis
where a cause could not clearly be identified at the time of presentation.
The presence of IgM or IgG anticardiolipin (aCL) antibodies, IgG
anti-beta-2-glycoprotein1 (anti-[beta]2GP1) antibodies and/or a
lupus anticoagulant and results of radiological imaging were
documented.
This series of patients illustrates each of the above conundrums, and
emphasises the difficulty in clear-cut decision-making.
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Methods
Patients were selected consecutively on the basis of admission to The
Canberra Hospital, the principal tertiary referral hospital for the
Australian Capital Territory and surrounding south east New South Wales,
with a total population of approximately 500,000, between January 1, 1995
to May 31, 2003 inclusive, with clinical or radiological evidence of
cerebral infarction and the presence of IgM or IgG aCL antibodies, IgG
anti-[beta]2GP1 antibodies (when this assay became routinely
available at our centre in 2000) and/or lupus anticoagulant. Initial
events were recorded back to 1975 and therefore in some individuals the
diagnosis was made retrospectively, in that aCL were not routinely tested
for until 1986. Currently, in this institution, patients are further
investigated for the presence of prothrombotic factors including AT-III,
protein C and protein S deficiencies in addition to prothrombin G20210A
and Factor V Leiden mutations, where there are no identifiable causes for
their presentation with either cerebral venous or arterial thrombosis.
Over the study period January 1, 1995 to May 31, 2003, 1729 patients were
admitted to The Canberra Hospital with cerebral infarction.
Following selection, clinical data were retrospectively and
prospectively reviewed. For each patient the clinical findings were
confirmed by examination by one of three neurologists. A number of other
parameters were assessed including: intercurrent risk factors for vascular
disease -- hypertension, hyperlipidemia, tobacco use, obstructive sleep
apnoea [14] -- the presence of other procoagulant factors, the use of the
combined oral contraceptive pill, a history of previous miscarriage,
intrauterine growth retardation or pre-eclampsia and previous arterial or
venous thrombotic events. Results of cerebral imaging, including computed
tomography (CT) and magnetic resonance imaging (MRI), in addition to
echocardiography and carotid duplex ultrasound, were collated. Follow-up
antiphospholipid testing, ideally at least 6 weeks apart as defined in the
Sapporo criteria [13] was collected where possible. Information regarding
the therapy instituted at the time of diagnosis and long-term follow-up
was obtained.
Laboratory tests
IgM and IgG aCL
antibodies were detected by a semi-quantitative enzyme-linked
immunoabsorbent assay according to the manufacturer's instructions using a
commercially available kit (Immuno Concepts RELISA, Sacramento, CA, USA).
The test system is standardised using internationally recognised reference
preparations obtained from the Antiphospholipid Standardisation
Laboratory. Results were reported semi-quantitatively according to the
manufacturer's instructions in standardised units as follows: negative
(IgG, <8 G phospholipid units (GPL units), IgM, <8 M phospholipid
units (MPL units); low positive (IgG, 8 --20 GPL units; IgM 8 --20 MPL
units); medium positive (IgG, 20 --80 GPL units; IgM 20 --80 MPL units)
and high positive (IgG, >80 GPL units; IgM, >80 MPL units). IgG
anti-[beta]2GP1 antibodies were also detected by a
semi-quantative enzyme-linked assay according to the manufacturer's
instructions using a commercially available kit (QUANTA Lite, San Diego,
CA, USA). Results were reported semi-quantitatively in standard IgG
anti-[beta]2GP1 units (SGU) as follows: positive (IgG, > 8
SGU); The system was standardised using a set of reference calibrators
available from the Rheumatology Laboratory, Seton Hall University, St
Joseph's Hospital and Medical Centre (New Jersey, USA) and supplied with
the commercial kit.
Lupus anticoagulants (LA) are a group of antibodies that interfere with
phospholipid-dependent coagulation reactions. In the laboratory they are
defined as prolonged clotting tests that are responsive to procoagulant
phospholipids. By definition, the tests should not correct with the
addition of normal plasma but are corrected by the addition of
phospholipid. In our laboratory the diluted Russell's viper venom time
(dRVVT) and kaolin clotting time (KCT) are used to detect LA [15]. The
dRVVT is used as a screening test using a commercial kit (Gradipore,
French's Forest, Australia). A mixing test is performed on all positive LA
screen results, that is, the clotting time is 20% longer than the pooled
platelet poor normal plasma (PNP). If the mixing test does not correct, a
LA Confirm test is performed to confirm the presence of LA. The additional
phospholipid in LA Confirm neutralises lupus anticoagulants to give a
normal clotting time. The KCT is performed as per the method described in
Gibson et al [16], where the difference in seconds between the neat pool
(10:0) and the 8:2 mixture of PNP: patient is less than 20% different from
the pooled normal plasma, the sample is considered negative. Where the
difference is 20% or greater then the results are graphed on a six-point
curve and the shape of the curve analysed. In the presence of LA the curve
should be convex in the region near the Y-axis. A platelet neutralisation
procedure is then performed to confirm the presence of a lupus
anticoagulant. In this procedure a frozen-thawed platelet solution is
added to the kaolin clotting time mixture to provide a source of platelet
phospholipid able to overcome the effects of a lupus anticoagulant. With
comparison to a normal pooled plasma clotting time, normalisation of the
clotting time, confirms the presence of a lupus anticoagulant.
Antiphospholipid studies were repeated at least six weeks after the
initial study. There have been no concerns regarding the performance of
these assays in the routine quality assurance program for diagnostic
laboratories in Australia run by the Royal College of Pathologists of
Australasia (RCPA) and the National Association of Testing Authorities and
conform with the consensus guidelines developed by the aCL Working Party
comprising members of the Immunology Advisory, Quality Assurance and
Scientific Education Committees of the RCPA [17].
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Results
Data were collected for 52 patients and 6 were immediately excluded
because follow-up serology was not available. A further patient with
infective endocarditis and therefore a potential cause for the presence of
aCL was also excluded from further analysis. Of the remaining 45 the
median age was 38.2 years with the age ranging from 6 --63 years. There
were 32 females and 13 males. Three groups of patients were identified on
the basis of the results of antiphospholipid antibody testing.
In the first group of patients with primary antiphospholipid syndrome,
26 had completed strokes while seven of this group had had more than one
stroke (two patients after anticoagulation with warfarin had been
commenced). Multiple sites of the brain were involved and there was
evidence for an embolic source in 8 patients. The clinical details for
this group are summarised in Table 1. Twenty of the twenty-six patients
were commenced on long-term high intensity warfarin therapy [11,12],
either at the time of presentation or in the post-partum period. While
some patients were originally diagnosed with obstetric antiphospholipid
syndrome, their presentation was complicated by cerebral infarction or
were noted on review during admission to have radiological evidence of
past cerebral infarction. In those patients who had contraindications to
the use of warfarin -- three received low dose aspirin (100 mg daily),
while the fourth individual was treated with clopidogrel at the standard
dose (75 mg daily).
Only four patients in this group have had further thrombotic episodes
since warfarinisation. The four individuals were on long-term warfarin but
in all four cases the INR had fallen to less than 3.0 in the period prior
to their presentation with a thrombotic event. Three of these patients had
additional arterial thrombotic events. One presented with both a stroke
and pulmonary embolus, while two patients had further strokes and these
have been included in the study. The last patient presented with a deep
venous thrombosis involving the right lower limb. The duration of
sub-therapeutic INR's prior to presentation in these individuals however
could not be determined due to infrequent monitoring; however there have
been no further recorded recurrences subsequent to these events.
The group with disappearing aCL comprised seven patients and details
are summarised in Table 1. On repeat testing antiphospholipid antibodies
could not be detected in any of these patients by all assays currently
performed in our laboratory. Where possible these tests were performed at
least six weeks after the initial tests, but in some cases were performed
up to one year after initial testing. Repeated assays including LAC have
remained negative and all of this group have been tested on four separate
occasions albeit at differing time intervals. Only one in this group had a
potential cause identified for the presentation with documented
intercurrent infection. Streptococcus viridans was isolated from blood
cultures and mitral valve vegetations demonstrated at echocardiography.
This patient was therefore excluded from further analysis and is not
included in the table. In this group, three patients received either low
dose aspirin or clopidogrel where aspirin was contraindicated.
The third group comprised 12 patients with persistent low positive aCL
antibodies on the basis of follow up testing at least six weeks after the
initial testing and clinical data are summarised in Table 1. Within this
particular group there were no clear distinguishing factors on the basis
of the clinical presentation. Six of the twelve individuals experienced
two distinct neurological events. Within the group of twelve, six had
additional risk factors for vascular disease of which five had one or two
associated risk factors for vascular disease, respectively. Four of the
six individuals with additional risk factors had radiological evidence of
completed strokes. The majority of individuals in this group have
continued on low dose aspirin.
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Discussion
The three different groups of patients described emphasise a number of
problems that exist in relation to the occurrence of cerebrovascular
disease and antiphospholipid antibodies.
Current standard practice for patients with APS is to recommend
indefinite anticoagulation with warfarin. This is derived from a limited
experience with arterial thrombosis, a much larger and more definitive
experience with venous thrombosis and the observations by many groups that
these patients are prone to recurrent cerebrovascular events which, in
principle, should be preventable [11,12]. In these studies venous and
arterial disease is not clearly separated and comparison between different
forms of recurrence prevention is limited [18].
The Antiphospholipid Antibody Stroke Study (APASS), a prospective
cohort study within the Warfarin vs. Aspirin Recurrent Stroke Study
(WARSS) does not provide answers for the management of the syndrome but
challenges the current practice of long duration warfarin. However, the
patients in this study were not representative of those described here, or
in other series of cerebrovascular disease and APS. They were generally of
advanced years, the aCL cut-off was much lower than the Sapporo criteria
demand and the target INR of 2.0 lower than that recommended for APS.
While the subgroup of patients with both LA and aCL had a greater risk for
thrombo-occlusive events and appeared to derive benefit from warfarin, no
other group did, nor did the patients overall [19]. Patients with embolic
disease were excluded from WARSS and this study and most others provide
little guidance on how to deal with the patients reported here, especially
the problem of how to prevent recurrent ischaemic events. There is no
guidance on how to approach a patient as a primary event and whether early
diagnosis and management will make a difference to the ultimate outcome.
Currently, the diagnosis is generally made after the critical
cerebrovascular event is well under way, often recovering. To seriously
consider how to manage these patients acutely the diagnosis would have to
be appropriately acute as well.
The three groups here raise some very interesting questions. Twenty-six
patients satisfy the Sapporo criteria and are quite similar to other such
series of patients described previously. The range of antibody tests and
the nature of the cerebrovascular lesions has the same broad spectrum as
has been previously described [6,15]. Based on previous experience, steps
need to be taken to reduce the recurrence rate and in this series warfarin
was generally used unless contraindicated. This is in agreement with the
practice of others [11,12,20] although there is no clear consensus as to
the optimal treatment of these patients [21] with the findings of Crowther
et al [22]challenging the need for high intensity anticoagulation,
demonstrating that the absolute risk of recurrent thrombosis was low where
the INR was maintained at 2.0 --3.0. A more recent by Finazzi et al[23]
reported similar results with high-intensity warfarin (INR 3.0 -- 4.5)
conferring no advantage over standard treatment (INR 2.0 -- 3.0) in the
prevention of recurrent thrombosis in individuals with antiphospholipid
syndrome and was associated with an increased risk of minor haemorrhage.
Both of these studies however, excluded patients with a history of
recurrent thrombosis anticogulant therapy and therefore looked at a group
likely to be a lower risk of recurrent events. In Crowther et al's study,
individual's allocated to the high intensity group were below the target
range 43% of the time. Three of the six individuals had an INR < 3.0 at
the time of thrombosis while a fourth had ceased warfarin 137 days prior
to the event [22] (reviewed in [24]). It is unclear from the second study
as to how frequently those allocated to the high intensity group were
sub-therapeutic but the mean INR of 3.2 would suggest that at least some
individuals were sub-therapeutic throughout the time of the study. These
studies therefore do not necessarily refute the findings of previous
groups that high intensity warfarin may confer a benefit in those at high
risk of recurrent thrombosis.
On the basis of the results of the Stroke Prevention in Reversible
Ischemia Trial which found that high intensity anticoagulation (INR 3.0 --
4.5) was associated with an increased risk of major bleeding including
cerebral haemorrhage [25,26], in addition to the small study by al-Sayegh
[27] detailing haemorrhagic complications in a small group of patients
with primary and secondary antiphospholipid syndrome, other groups have
chosen to use low dose aspirin as prophylactic treatment in individuals
with antiphospholipid syndrome who present with ischaemic stroke [28]. In
our group however, 3 of the 8 patients developed further thrombotic
disease while on low dose aspirin, two had recurrent strokes while the
third had a spontaneous deep venous thrombosis. All three were
subsequently treated with warfarin. However, it is difficult to draw
conclusions based on on our study or those of al-Sayegh [27] and Derksen
[28], due to their small size and lack of statistical power.
Patients in the second group at the time that the first laboratory
tests became available could not be individually distinguished from those
in the first group in contrast to observations in a group of patients with
systemic lupus erythematosus where anti-[beta]2GP1 antibodies
were noted to drop at the time of thrombosis [29]. At the initial
presentation, it would be reasonable to manage them in the same way, that
is, anticoagulate, however with follow-up, this was probably unnecessary
as the antibodies proved short-lived and the Sapporo classification
criteria were not met. An alternative approach would be to wait in all
patients until the Sapporo criteria are met -- that is, defer a decision
on definitive anticoagulation for six weeks. Given that the risk of
recurrence is probably higher early on and community based studies suggest
that the highest risk is in the first year with a mortality rate of 15
--20% within the first 30 days following the initial stroke [30,31], this
option is not seen as attractive. Either way, when faced with the patient,
especially a young patient, with a cerebrovascular event and a
criteria-positive antiphospholipid antibody there is clearly a dilemma.
This subgroup which we believe has not been so clearly defined before
would have to be considered in any future therapeutic study.
The third group also poses a problem and do not fulfill the
classification criteria for antiphospholipid syndrome, as the antibody
levels are insufficient to meet the Sapporo criteria. Those without
radiological abnormalities might have had migraine equivalents, but the
other patients, about half with definite radiological abnormalities and
low level antibodies, had very few other risk factors. While two patients
within this group were given six months of warfarin, the remainder were
treated with low dose aspirin. None of these patients have had a
recurrence to date, with a variable follow-up of 16 months -10 years. What
indeed did they have and how should they be managed? Although in
serological terms these patients resemble those of the APASS study [19],
they are generally much younger. In the Stroke Prevention in Young Women
Study [32], where the population studies included women aged between 15
and 44 years of age presenting with a first episode of ischaemic stroke,
the presence of any anticardiolipin isotype or LA was associated with an
increased risk of recurrent stroke with an overall relative odds ratio
(OR) of 1.87 (95% CI, 1.24 --2.83, P = 0.0027). However, antiphospholipid
studies were only performed on one occasion and in some cases at a time
distant to the stroke. The third group reported here is hard to directly
compare to these patients, but could potentially overlap substantially
with the patients described by Brey et al [32], where over half the
patients had low positive antiphospholipid antibodies. Although excluded
from the Sapporo criteria these patients would be important in any future
study, warfarin was rarely used in patients in this group in our
series.
This study has several limitations as it is essentially a descriptive
study and is therefore open to bias given that the authors were not
blinded when assessing the patients included in the study. The utility of
the data is also hampered by a lack of standardisation in the approach to
treatment. The assays used for assessing for the presence of aCL changed
in 2000 and it is possible that some individuals may have become negative
because a different assay was used. Additionally, in some individuals, the
diagnosis was based on collection of retrospective data and there is no
comparative group without antiphospholipid antibodies resulting in further
sources of potential bias.
However, a strength of this study is that it represents what is
actually done in a tertiary care centre in the face of conflicting
evidence. We believe that such experience is worth reporting, reflecting
as it does the realities of medical practice and serving as a useful
adjunct to the gold standard randomised, double blinded trial.
We conclude that in our population, this combined retrospective and
prospective analysis, confirms that recurrent events occur in young
patients with cerebrovascular events and antiphospholipid antibodies. It
does not provide information about the optimum method of preventing
recurrence. Ultimately we believe there must be a much larger study of
treatment and secondary prevention studies in stroke, with either
emergency diagnosis of phospholipid antibody status, or a nested part of a
much larger study with stratification of patients into at least the three
categories described here.
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Competing
interests
The author(s) declare that they have no competing interests.
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Authors'
contributions
CH and PG were responsible for the initial concept, design and drafting
of the manuscript. CH, PG, RT, GD and CA were involved in collation of
patient data, the critical revision of the manuscript and intellectual
input. All authors read and approved the final manuscript.
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Acknowledgements
Thank you to Jackie Pratt (Diagnostic Haematology) for reviewing the
methods for detection of lupus anticoagulants and also to Gloria
Spyrolopoulos (Medical Records) for providing the numbers of patients
admitted to The Canberra Hospital with stroke over the time of this
study.
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